Financial Industry Regulatory Authority (FINRA) Services

We provide fingerprint submissions directly to FINRA. The electronic results will be delivered back to the broker through FINRA CRD. A FINRA CRD is a unique identifier for a financial brokerage firm or registered broker. A CRD number tracks a broker's employment history, regulatory history, and professional qualifications. All financial advisors licensed to sell securities in the US need a CRD number.